Rules Investment Adviser Act
URL: http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl
Defined classes and SPARQL rules to implement filing requirements under the Investment Adviser Act. The rules determine registration and filing requirements under United States Code (USC) 15 U.S. Code § 80b–2 - Definitions The rules are encoded as defined subclasses of LKIF-norm:Normatively_Qualified. There are 4 Financial Condition subclasses: 1) Defining Conditions 15 U.S. Code § 80b–2 11 2) Excluding Conditions 15 U.S. Code § 80b–2 11 A-H 3) Exempting Conditions 15 U.S. Code § 80b–3 (b) 1-7 4) Prohibiting Condition 15 U.S. Code § 80b–3a - State and Federal responsibilities and exceptions from prohibition Code of Federal Regulations (CFR) 17 CFR 275.203A-2
There are no views created for this resource yet.
Additional Information
| Field | Value | 
|---|---|
| Last updated | unknown | 
| Created | unknown | 
| Format | rdf/turtle | 
| License | Creative Commons Attribution | 
| Created | over 8 years ago | 
| format | rdf/turtle | 
| id | e13ae650-d0dc-410a-a909-ffd68dd865b8 | 
| package id | bdacfe2d-3924-4d7a-bcee-507227cf79cc | 
| position | 5 | 
| revision id | 44fb7e60-b2f9-4698-ad8a-3a62a4764279 | 
| state | active | 
