Rules Investment Adviser Act

URL: http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl

Defined classes and SPARQL rules to implement filing requirements under the Investment Adviser Act. The rules determine registration and filing requirements under United States Code (USC) 15 U.S. Code § 80b–2 - Definitions The rules are encoded as defined subclasses of LKIF-norm:Normatively_Qualified. There are 4 Financial Condition subclasses: 1) Defining Conditions 15 U.S. Code § 80b–2 11 2) Excluding Conditions 15 U.S. Code § 80b–2 11 A-H 3) Exempting Conditions 15 U.S. Code § 80b–3 (b) 1-7 4) Prohibiting Condition 15 U.S. Code § 80b–3a - State and Federal responsibilities and exceptions from prohibition Code of Federal Regulations (CFR) 17 CFR 275.203A-2

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